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1. BORA Financial Markets (Derivatives Margin and Benchmarking) Reform Amendment Bill [pdf, 129 KB]

   ...contributor to a financial benchmark (‘a contributor’) to provide information or data to a licensee, authorised body, or other entity, where it is necessary or desirable for the generation or operation of the financial benchmark specified in a licence. 1 See, for example, Slaight Communications v Davidson 59 DLR (4th) 416; Wooley v Maynard 430 US 705 (1977). 8. A contributor is defined to mean a person, usually banks, whose activit...

2. CD v QXF [2011] NZIACDT 31 (20 September 2011) [pdf, 77 KB]

   ...longer a shareholder or director so had no control over the company’s financial position. [13] He sought legal advice, consulted with the Authority, and was told he was personally responsible to clients for fees, as he was the only person holding a licence in the practice and the Act and the Code made a licensed immigration adviser personally responsible for financial and other dealings with clients. [14] Accordingly, he paid some fees he received into his personal bank account, used...

3. Xu v Tian [2018] NZIACDT 49 (10 December 2018) [pdf, 105 KB]

   ...51 Disciplinary sanctions (1) The sanctions that the Tribunal may impose are— (a) caution or censure: (b) a requirement to undertake specified training or otherwise remedy any deficiency within a specified period: (c) suspension of licence for the unexpired period of the licence, or until the person meets specified conditions: (d) cancellation of licence: (e) an order preventing the person from reapplying for a licence for a period not exceeding 2 years, or until the...

4. MBL v Shadforth [2016] NZIACDT 31 (16 June 2016) [pdf, 100 KB]

   ...attitude the material before me establishes Ms Shadforth lacks the personal qualities to behave as a professional person. If this is the information the Tribunal relies on to impose sanctions, Ms Shadforth should expect the Tribunal will cancel her licence and impose prohibitions that will likely result in her permanent removal from the profession. Financial penalties will also apply. http://www.justice.govt.nz/ 3 [9] An important element in establishing that Ms Shadforth is...

5. Te Manutukutuku Issue 3 [pdf, 2.9 MB]

   ...FORESTRY CLAIMS Parliament has passed the Crown Forests Assets Act 1989. This Act allows the Crown to sell its forest . assets while protecting claims by Maori to the Waitangi Tribunal. The Act provides that the Crown may sell Crown forestry licences. These licences, however, convey no interest in the land itself oil which the timber grows. Cutting rights only are given, and these are for a set period. The Act also provides that, if a forestry claim before the Waitangi Tribunal is...

6. Form-1-Residence-Appeal.pdf [pdf, 333 KB]

   ...will rely on the last address you gave, to contact you about the appeal. Step 3. Your representative’s details If you do not have a representative, you do not need to complete this step. Note: Only a lawyer, licensed immigration adviser, or a licence-exempt person can act as a representative. See the types of licence-exempt person below. Representative’s name: Title: Mr Mrs Ms Miss Mx Dr  Other (specify) Organisation name (if applicable): Represen...

7. Taueki v Horowhenua Sailing Club Ltd - Horowhenua (11) Lake (2013) 304 Aotea MB 288 (304 AOT 288) [pdf, 129 KB]

   ...Club”) who it is said continue to occupy a building, which I have previously determined is owned by the Lake Horowhenua Trust (“the Trust”), contrary to the terms of my judgment dated 18 December 2012. I had held that on the expiry of previous licences neither the Club nor any other person had any legal right to occupy the building. [3] Since then the Lake Horowhenua Domain Board (“the Board”) says it has granted a further lease to the Club. Counsel for Mr Taueki says this...

8. [2021] NZREADT 21 - Kemp & Scoble (5 May 2021) [pdf, 268 KB]

   ...may be relevant to the present case, the Tribunal may: [a] make any of the orders that a Complaints Assessment Committee may make under s 93 of the Act (following a finding of unsatisfactory conduct); [b] order cancellation of the licensee’s licence, or suspension for a period not exceeding 24 months; and/or [c] order a licensee to pay a fine of up to $15,000. Submissions [22] Ms Mok submitted for the Committee that penalty orders in disciplinary proceedings may ensure both sp...

9. GZ v Lu [2019] NZIACDT 15 (15 March 2019) [pdf, 146 KB]

   ...clients. He was a director and shareholder in name only. He was not aware of Headsun providing any immigration advice to any of its clients. So far as he was aware, it provided student recruitment only. Nor did he ever authorise Headsun to use his licence or mention his name in any way. Mr Lu obtained his New Zealand licence in January 2014, but it was not for any purpose related to Headsun. He had only used his licence on three occasions, but never through Headsun. [27] C...

10. Zhong v Auckland Council [2011] NZWHT Auckland 32 [pdf, 264 KB]

    .................................................................. 27 LIABILITY OF AUCKLAND COUNCIL AND STANLEY CHEN FOR THE PLANS ... 30 THE LIABILITY OF ROSE MCLAUGHLAN .............................................................. 31 The terms of the licence held by Ms McLaughlan .............................................. 32 Liability of the Council ........................................................................................ 32 The standard of the inspections carried o...