[2023] NZIACDT 29 - DT v Li (11 December 2023) [pdf, 111 KB]
...submissions (23 November 2023) on behalf of the adviser, Mr Laurent notes that Ms Li had already taken legal advice and admitted the grounds of liability. This demonstrated a reasoned approach by a competent professional adviser. She has held a full licence since 2015. [16] Mr Laurent contends that no fee was charged for the second s 61 request which was found to be futile. The fee was charged for the first request, which was not found to be futile. As for the second request, Ms Li...