[2023] NZIACDT 18 - XX v Xu (1 June 2023) [pdf, 132 KB]
...SUBMISSIONS From the Registrar [10] In her submissions (3 May 2023), Ms Issar of the Registrar’s office describes Ms Xu’s misconduct as service failures in delivering the fundamental duties of an adviser. She showed a lack of diligence and due care, was tardy and failed to provide relevant information. The number of breaches illustrates repeated failure to adhere to the professional standards and is relatively serious. It was not without consequence for the clients. It con...