[2020] NZIACDT 23 - Y(O)R v Tian (8 June 2020) [pdf, 135 KB]
...omission is a serious breach of the Code. The obligation to enter into a written agreement, complying with the prescriptive requirements of the Code, is important. It is not just a paper shuffling, bureaucratic requirement. A compliant agreement protects both the client and the adviser. [55] This item of the complaint is upheld. Ms Tian has breached cl 18(a) of the Code. (2)(v) Failing to provide the complainant with invoices for fees and disbursements, in breach of cl 22 [56]...