[2021] NZIACDT 24 - HT v Shaikh – Sanctions (7 October 2021) [pdf, 195 KB]
...(counsel lists 12). In Emberson, an adviser’s tardiness resulted in an application no longer meeting the criteria and there was no fine, despite the adviser not engaging with the Tribunal.2 In Guich, also where an adviser’s breach led to an appeal being filed out of time, there was a fine of $1,000 yet the adviser did not adopt a mature attitude, showed no remorse and learned nothing from the complaint.3 [18] Mr Moses submits that Mr Shaikh will already have to contend with...